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Allegedly, in a hearing in front of Judge Coughenour in Seattle, the following happened:

snippet of the reporting

Judge c: "Frankly I have difficulty understanding how a member of the Bar could state unequivocally that this is a constitutional order," [...] "It just boggles my mind."

This makes me wonder: Could a lawyer be in trouble and lose his bar license for fighting for a clearly unconstitutional position that under no reading could be brought in line with the text of the constitution?

Think about a position like "Congress has the power to ban any free speech" (contra 1st Amendment), "There is no such right to own any firearms or weapons" (contra 2nd Amendment) or even "The president is elected for life" (contra 22nd Amendment & Art. II, S1.C1.)?

Trish
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4 Answers4

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Could a lawyer be in trouble and lose his bar license for fighting for a clearly unconstitutional position that under no reading could be brought in line with the text of the constitution?

While it is possible, it isn't very likely, and has to be very extreme.

There are several different kinds of sanctionable conduct by a lawyer in court. The three main kinds, see, e.g. Colorado Revised Statutes, § 13-17-102, are:

  1. Frivolous, i.e., not "warranted by existing law or by a nonfrivolous argument for extending, modifying, or reversing existing law or for establishing new law";

  2. Groundless, i.e. an argument which, accepting the legal theory advanced as valid, is not supported by any evidence that could be admitted at trial; and

  3. Vexatious, i.e. while not necessarily frivolous and groundless, conducted in bad faith and stubbornly litigious beyond what is reasonable and professional.

In practice, sanctions for "frivolous" litigation against professional lawyers are very rare due to the "nonfrivolous argument for extending, modifying, or reversing existing law or for establishing new law" clause.

The sort of legal arguments that result in sanctions for frivolous litigation are typically tax protester arguments that have been sanctioned literally thousands of times before, "sovereign citizen" type arguments that embrace an entire "bizarro world" worldview and not just novel legal arguments within a conventional legal worldview, and the sort of arguments that would only make sense if you are on psychedelic drugs or have schizophrenia (e.g., the sorts of legal arguments made in Alice in Wonderland).

On the other hand, a lawyer can get into trouble for frivolous litigation, especially in ex parte legal proceedings, such as requests for temporary restraining orders or search warrants before an adversarial party is participating in the case, for failing to disclose that the position advanced by the lawyer is contrary to controlling law contrary to the position being advanced.

So, for example, a lawyer can argue, contrary to more than a century of precedents to the contrary that the 14th Amendment citizenship clause shouldn't apply to the children of illegal immigrants without being sanctioned. But if that argument is made in an ex parte proceeding, the lawyer doing so has a duty to flag the argument to the judge as one that is contrary to the controlling precedents and argue that despite those precedents that the law should be modified. Trying to sneak a deviation from the currently controlling existing law past the judge in the hope that the judge won't notice it, knowing that there is no one else before the court that can call the lawyer on this big ask, is an ethical violation by the lawyer doing so and is sanctionable.

Far more common are sanctions for "groundless" and "vexatious" litigation.

For example, this was the basis of most of the many sanctions entered against Trump supporting lawyers in the 2020 election litigation.

While attorneys can accept what their clients tell them to some extent, they have a legal duty to do some reasonable due diligence to confirm that the factual allegations made by their clients have some basis in reality.

The 2020 Trump election fraud claim lawyers, for example, were sanctioned mostly (1) for bringing lawsuits that had no factual basis, rather than because the legal theories advanced were improper if the facts alleged had been true, or (2) for vexatious litigation in the form of an unwillingness to abide by a judge's rulings and continuously raising the same points over and over again, beyond what was necessary to preserve their rights on appeal.

Part of the confusion arises from the fact that the world "frivolous" while sometimes used in the strict sense used above, is sometimes used in a less strict sense to refer to any of the three kinds of sanctionable litigation conduct.

With respect to some of those arguments:

"Congress has the power to ban any free speech" (contra 1st Amendment),

In that form, the argument might be frivolous. But it certainly isn't frivolous to argue that certain particular kinds of speech are not protected (which is true of many kinds of speech today like fraudulent commercial speech or true threats or time, place, and manner restrictions on speech). One might also argue, less frivolously, that this ought to be a non-justiciable political question since it contains so many judgment calls, and that it should be up to Congress to define what constitutes free speech.

"There is no such right to own any firearms or weapons" (contra 2nd Amendment)

This was the accepted reading of the Second Amendment under the relevant U.S. Supreme Court cases prior to Heller in 2008 (i.e. for more than two centuries). The argument that the Second Amendment applied to state law, and not just federal law, came a few years after that. The Second Amendment was read previously as a federalism provisions that allowed state governments to have militias and armed police forces. So, while this reading is contrary to currently controlling federal law, it isn't frivolous. The "well-regulated militia" language of the Second Amendment also implies that firearm or weapon ownership can be regulated in some manner, making it something less than a true absolute right.

"The president is elected for life" (contra 22nd Amendment & Art. II, S1.C1.)?

In that bare form, this would be frivolous. But, with a subtly different argument that was a little less brazen, for example, stating that the President may remain in office indefinitely past the end of the term to which the President was elected, until Congress mandates that an election be held, or if legal struggles cast into doubt the ability of states to conduct a valid election, it might not be frivolous.

ohwilleke
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The Court may punish frivolous litigation conduct.

There are two primary mechanisms by which a District Court may punish a party or attorney for advancing unjustifiable legal arguments.

The first is under Fed.R.Civ.P. 11, which requires attorneys to certify that everything they submit to the court is "warranted by existing law or by a nonfrivolous argument for extending, modifying, or reversing existing law or for establishing new law."

Violations may result in "nonmonetary directives; an order to pay a penalty into court; or, if imposed on motion and warranted for effective deterrence, an order directing payment to the movant of part or all of the reasonable attorney's fees and other expenses directly resulting from the violation."

The second is under 28 U.S.C. § 1927, which allows a court to order an attorney to pay "excess costs, expenses, and attorneys' fees reasonably incurred" for "unreasonably and vexatiously" complicating the litigation.

For a prominent example, see King v. Whitmer, 71 F.4th 511 (6th Cir. 2023), cert. denied, 144 S. Ct. 1003 (2024), where the plaintiffs' attorneys were ordered to pay $153,285.62 in sanctions to the City of Detroit for advancing frivolous arguments related to the 2020 election.

In this case, the unanswered question is whether the government can justify taking the position it has.

Naturally, it cannot be the case that taking a "clearly unconstitutional" position is per se frivolous and sanctionable; otherwise there could be no development in constitutional law. It was obviously not frivolous, for instance, to argue that Roe v. Wade or Adkins v. Children’s Hospital should be overturned, even though doing so required attorneys to advance clearly unconstitutional arguments.

Before it could impose sanctions here, the court would need to assess the arguments supporting the government's position and consider whether they were reasonable arguments based on constitutional text, historical practice, changes in circumstance since prior contradictory rulings, interpretive canons, etc.

If there aren't good arguments, the Court would be free to order sanctions. If there are solid arguments -- even losing ones -- the Court would not be permitted to sanction the party or the attorney.

The court could "disbar" the attorney in the sense of prohibiting him from practicing in that court, but it could not disbar him in the sense of revoking his law license, which would happen through the state courts.

bdb484
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The UK has different types of lawyers. The majority of lawyers putting forward arguments in court are solicitors or barristers.

Rule 2.4 of the SRA's Code of Conduct for Solicitors states:

You only make assertions or put forward statements, representations or submissions to the court or others which are properly arguable.

For barristers, rule C3(3) of the Bar Standards Board's BSB Handbook states:

You must take reasonable steps to avoid wasting the court’s time;

Rule C9(2) states:

You must not draft any statement of case, witness statement, affidavit or other document containing: [...] (b) any contention which you do not consider to be properly arguable;

I've personally had a barrister almost refuse to put forward an argument that I felt was valid and which they felt might be unarguable. In the end we won the argument; the fact that it almost wasn't argued demonstrates how seriously (some) lawyers take this rule.

JBentley
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Putting frivolous positions before the court can be the basis for discipline from the regulating body, including suspension or disbarment.

https://www.cbc.ca/news/canada/british-columbia/bc-lawyer-pseudolegal-lawsuit-licence-resigned-1.7098461

A Vancouver lawyer who filed a frivolous lawsuit tinged with pseudolegal hallmarks has resigned her licence to practise law, according to the Law Society of B.C.

Naomi Arbabi gave up her licence earlier this month, ending an interim suspension that had been in place since December, a law society spokesperson told CBC News.

In the reasons for the interim suspension, the law society wrote:

The Board has no hesitation in concluding that the extraordinary action of an interim suspension is warranted. In terms of the protection of the Lawyer’s clients, the risk to the public and to the administration of justice, the Lawyer cannot be allowed to continue to practise. The risks are too great.

...

While lawyers are afforded broad discretion to advance the causes of their clients, and if they choose to represent themselves, considerable deference for their arguments and the framing of a litigation proceeding, that discretion stops at the point where their actions lack good faith or may constitute an abuse of process.

The threshold is higher than "clearly unconstitutional position that under no reading could be brought in line with the text of the constitution." Bringing a losing case, losing at trial, and losing unanimously on all appeals, even at the apex court, does not mean an argument is conduct deserving of disbarment.

The justices of the Supreme Court of Canada even disagree about what "clearly unconstitutional" means or if it can even be a meaningful standard at all (Canada (Attorney General) v. Power, 2024 SCC 26, para. 364, Rowe J., dissenting): "the 'clearly unconstitutional' standard is fraught with risk" and "will necessarily depend on the eye of the beholder."

Whether any particular argument or conduct meets that threshold for bar discipline depends on the facts.

Jen
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